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Job Information
Job Reference ID:  51714 
Grade:  18 
Posted Date:  11/08/2019 
Close Date:  02/23/2020 
Job Description

Arizona Corporation Commission

Securities Division


The Securities Division strives to preserve the integrity of the financial marketplace through investigative actions and
the registration and oversight of securities, dealers and salespersons, and investment advisers;
to enhance legitimate capital formation and deter financial fraud;
and to minimize the burden and expense of regulatory compliance by legitimate business.


(Investigator III)



You will investigate possible violations of the Securities Act and the Investment Management Act.  This includes performing extensive background checks, conducting interviews and depositions, examining and analyzing data, collection and preservation of evidence, assisting with search warrants, testifying, and interaction with prosecutors throughout all stages of a case.  Your duties may entail working with the general public, law enforcement officials, legal professionals, the business community, suspects, victims, and witnesses, and working in an undercover capacity.


Significant investigative experience, preferably with financial crimes/securities and bank fraud

Ability to interpret and apply state and federal securities and criminal laws, rules, regulations and statutes

Ability to prepare clear, concise reports

PC competency, particularly in MS Word, Excel, and other MS Office programs

Capability to testify in administrative, civil or criminal proceedings

Highly developed skills in reading comprehension, oral and written communication

Positive interpersonal skills

Valid Arizona driver’s license with clean driving record

Current or prior AZPOST certification is a plus, but not a requirement. Certified Peace Officers may be placed in a higher classification.



- Anticipated hiring rate $21-$22 per hour, dependent upon relevant skills and experience

- Excellent comprehensive benefits, including a top-ranked retirement plan, low-cost health coverage, supplemental policies such as vision and short-term disability, and generous paid leave programs

- Career and personal development support; multiple training and education opportunities and resources available (qualifying Public Service Loan Forgiveness employer)

-Interesting, challenging work with the opportunity to make a real difference in the State of Arizona


*The Corporation Commission does not offer employment sponsorships for this position.*


The Arizona Corporation Commission (AZCC) is one of the most unique state agencies in Arizona and one of only 13 public utility commissions in the country where commissioners are elected. Established by the Arizona Constitution, the AZCC is a medium-sized state agency with offices in Phoenix and Tucson. Our mission is diverse—spanning utility rate making; securities registration and enforcement; rail and pipeline safety; and corporate business filings—and we boast an average employment tenure of over 10 years. Learn more by visiting We are an Equal Employment Opportunity agency and a recognized Arizona Veteran Supportive Employer.


1300 W. Washington, Phoenix, AZ


Submit your resume by hitting “APPLY NOW” below. 

Any offer of employment is contingent upon successful completion of a reference check, motor vehicle records check, physical, polygraph, and criminal history investigation (fingerprint clearance).

A.R.S. Section 40-101 prohibits Commission employees from having certain interests in entities that the Commission regulates.  Applicants shall be required to disclose any interests they may have in the regulated entities during the application process, and as a condition of employment, to divest themselves of any prohibited interests.


Having trouble applying for this position?

Email [email protected] or call 602-542-4700 for assistance.



Position Requirements
Position Level:    Hours:   
 Work Arrangement:     Employment Type:   
Hourly Rate:  $0.00 / per hour  Salary: 


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